TABLE II: MODEL ELEMENTS, CRITERIA, AND EXPECTED RESULTS FOR ADULTS
Best Practice Model Component
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Criteria for the Best Practice Model Component
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Expected Results for Consumers and their Families
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All services are based on
the concepts, principles,
and practices of recovery
Recovery includes building
internal strengths, building
social support networks, and
overcoming stigma through
activism and self-advocacy.4
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- The system fosters and supports
independent thinking and action on the
part of consumers.
- All components of the service system
treat consumers as equal partners in
service planning and choice.
- Consumers are offered opportunities and
supports to make mistakes.
- The system treats consumers with the
belief and trust that they can shape their
own futures.
- All participants in the system listen to
consumers and believe what they say.
- Consumers' strengths and capabilities are
recognized and supported by the system.
- All elements of the system work with
consumers to find the resources and
services they want.
- Key caregivers in the system are
consistently and conveniently available to
consumers when they need and choose
communication and support.
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- Consumers will have greater opportunities to
achieve their individual goals.
- Consumers will experience a reduction in the
discrepancy between their expectations and their
actual achievements.
- The community and living environment for all
citizens will change through reduced
stigmatization of mental illness, improved public
attitudes about people with disabilities living and
working in the community, and through the
development of new community resources.
- There will be increased opportunities for
consumers to work, play, and participate in the
community.
- Consumers will be come empowered and active
as citizens and will develop political skills and
strength.
- There will be improvements of quality of life, such
as vocational and educational opportunities,
independent living, friendships, and contributions
to others in the community.5
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- Consumers are taught the skills and
knowledge to provide for self-care and to make
informed choices and decisions about their
services.6
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- Consumers will develop and benefit from
greater hope, trust in themselves and their
thoughts, enjoyment of the environment, and
increased self-esteem.
- Consumers will develop faith in their own
futures, and will improve confidence and
skills in working and relating to others.7
- Consumers experiencing rehabilitation and
recovery will utilize fewer hospital days,
reduced interactions with crisis services, and
less high cost residential and day services.
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Best Practice Model Component
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Criteria for the Best Practice Model Component
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Expected Results for Consumers and their Families
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Self determination and choice
An essential ingredient of
consumer recovery and
empowerment is self-
determination and choice.
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- The public behavioral health system will
assure ample opportunities for consumer self-
determination and choice through; (a)
providing whatever supports are necessary to
facilitate consumer self-determination and
choice; and (b) assuring that there are a range
of options from which consumers can make
reasonable choices.
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- Consumers and their families will benefit
from an increased variety and flexibility of
services and supports that can be tailored to
their individual needs and choices.
- Exercising informed choice of services and
supports is a key ingredient in recovery, and
will result in improved outcomes and
satisfaction for consumers and their families.
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Best Practice Model Component
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Criteria for the Best Practice Model Component
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Expected Results for Consumers and their Families
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Continuity of contact with the system
Consumers emphasize that a
lasting relationship with
trusted caregivers and
continued receipt of needed
and chosen services are key
elements of each person's
personal path to recovery.
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- The public behavioral health system will
assure that each consumer has an individual,
team, or organization with specific
responsibility for developing and maintaining a
positive, mutual, and continuous relationship.
- The system will take steps to reduce staff
turnover to increase the consistency and
tenure of relationships among system staff and
consumers.
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- Consumers will develop comfortable, safe,
and growth-producing relationships with one
or more caregivers, that will result in
enhanced rehabilitation and recovery and will
reduce hospitalization and other high cost
services.
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Best Practice Model Component
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Criteria for the Best Practice Model Component
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Expected Results for Consumers and their Families
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The system meets CSP
principles and service
models
The CSP model emphasizes
consumer centered strengths-
based services, empowerment,
cultural and linguistic
competence, service flexibility,
incorporation of natural supports,
accountability to consumers, and
coordination and continuity.
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- The system provides active and aggressive
outreach, and works to provide or arrange
transportation when necessary to facilitate
access.
- The system provides assistance and
supports in meeting basic needs for food,
clothing, shelter, personal safety, and
medical and dental services.
- The system provides a full array of mental
health treatment, including inpatient and
partial hospitalization, medications and
medication management, individual and
group counseling, and residential
evaluation.
- 24 hour seven day-per-week crisis response
and stabilization is available in all areas of
the state.
- The system assures development and
delivery of a wide range of psychosocial and
vocational services, including consumer
operated and peer support services.
- The system works to provide access to
affordable supported housing.
- The system provides education about
mental illness to the community and
advocates for the rights and dignity of
consumers.8
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- Effective outreach and engagement, plus
facilitated access to services, will reduce
homelessness and incarceration rates for
individuals with serious mental illness.
- Community independence, self-sufficiency,
and individual recovery will be enhanced and
supported through access to primary health
care and adequate food, clothing and
shelter.
- Rehabilitation and recovery will be facilitated
through choice of and access to a full range
of clinical treatment and psychosocial
rehabilitation options.
- Use of high cost services will be minimized,
and individuals will be able to return to pre-
crisis level of functioning quickly.
- The elapsed time between hospitalizations
and/or crisis presentations will be increased
for most individuals.
- The community will become more
understanding of mental illness, and more
supportive of people with serious mental
illness living in the community. Both of these
facts will stimulate and enhance the recovery
process.
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Best Practice Model Component
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Criteria for the Best Practice Model Component
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Expected Results for Consumers and their Families
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Psychosocial rehabilitation service models
Psychosocial rehabilitation
services are designed to assist
consumers to develop skills and
strengths in all the aspects of
their lives other than clinical
treatment, and thus address
skills and strengths related to
living, learning, working, loving,
socializing, and otherwise
participating in community life.
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- See above: The system assures
development of and access to a full range of
psychosocial rehabilitation services,
including psychosocial clubhouses,
consumer-operated drop-in centers,
supported employment, supported
education, and peer counseling services.
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- Consumers will learn skills, gather
knowledge, and experience success in ways
that support the recovery process. The
result for the long term is reduced
dependence on high intensity, high cost
services, reduced life-cycle costs to the
public behavioral health system, increased
independence, self-sufficiency, and
community tenure for consumers. The
benefit for consumers and their families is
independence, self-determination, and the
pride and satisfaction gained by becoming
productive members of society.
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Best Practice Model Component
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Criteria for the Best Practice Model Component
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Expected Results for Consumers and their Families
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Early Intervention
Early intervention is better for
consumers and their families
because it reduces the long-term
negative effects of the illness and
initiates the recovery process at
a time when the disabling effects
of the illness are minimal and
personal and family resources
are not yet exhausted. Early
intervention also has beneficial
consequences for the public
behavioral health system, in that
it has the potential to reduce the
life-cycle costs of services and
supports for a substantial number
of individuals with serious mental
illness.
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- The system assures quick response and
early intervention for consumers and their
families. This takes place soon after the
onset of the illness, and includes outreach
to consumers and family members,
education about the illness, and linkage to
consumer and family peer support
organizations. This early intervention also
includes highly skilled and strengths-based
assessment and diagnosis, and may include
psychological and neurological testing.
Protocols for medication management
include trials with atypical antipsychotic
medications as the first choice for psychotic
symptom amelioration.
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- Successful early intervention strategies will
reduce the long term disabling effects of the
onset of serious mental illness. This means
more rapid return to pre-onset functioning
levels, reduced dependence on high cost
services, and earlier initiation of the recovery
process. When the system starts with
individuals and their families from a position
of hope and a belief in recovery, then the
recovery process is usually briefer and less
difficult.
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Best Practice Model Component
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Criteria for the Best Practice Model Component
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Expected Results for Consumers and their Families
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Comprehensive Crisis Services
Crisis services provide a number
of important functions for
consumers and the behavioral
health system. These include
crisis response and stabilization,
diversion form hospital or other
high cost services, and returning
of individuals to pre-crisis
functioning as quickly as
possible. They also often
function as the front door intake
system for after hours and on
weekends.
Comprehensive crisis services
also function for the community,
providing the first line of
response to individuals in crisis
no matter what the cause of the
crisis may be. They also assure
that emergency room,
ambulance, law officer, and jail
resources are not inappropriately
utilized for behavioral health
crises.
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- Regional behavioral health systems include
a twenty-four hour, seven day per week,
365 day per year central telephone
response system staffed by qualified mental
health professionals and having immediate
capacity for face-to-face assessment plus
on-call consultation with a psychiatrist.
- The regional crisis response systems have
the clinical capacity and legal authority to
approve or deny admission, voluntary or
involuntary, to any public (operated or paid)
psychiatric inpatient facility.
- The crisis response systems assure timely
access to appropriate clinical specialties,
such as board-certified or board eligible
child psychiatrists.
- Each crisis response system has mobile
capacity, in which teams of mental health
professionals and peer counselors are
available to respond in a timely manner9 to
psychiatric crises wherever they present,
including hospital emergency rooms,
individual homes, and local jails. The
mobile units also have the capacity to
transport or arrange for transport of
individuals in crisis to an appropriate
evaluation and stabilization facility.
- The crisis response systems have access to
a variety of short-term (23 hour to 14 day)
adult and child holding and intensive
residential treatment resources for crisis
stabilization and hospital diversion.
- The crisis response systems arrange for
appropriate linkages with other healthcare
resources, to arrange for medical clearance,
toxic screens, lab work related to rapid
medication titration, and medical and non-
medical detoxification.
- Each crisis response system has direct
access to cultural and linguistic clinicians
and translation services to facilitate
assessment and crisis stabilization.
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- Individuals presenting in psychiatric crisis will
receive a timely and clinically appropriate
response that assesses the crisis, resolves
presenting issues, refers to crisis
stabilization resources, and refers to the
least intensive services possible.
- This response system will result in use of
psychiatric hospital admissions only when
clinically necessary, and thus will establish a
rational and objective link between the
clinical needs of the service population and
the bed capacity of the psychiatric hospital
system.
- The crisis response system will also reduce
and ameliorate the disabling effects of the
crises, thereby enabling individuals with
serious mental illness to return to pre-crisis
levels of functioning more quickly and with
less intensive resource utilization.
- The crisis response system will result in
facilitated access to the public behavioral
health system, by referring individual
presenting after normal business hours to
the appropriate component of the behavioral
health system for follow-up.
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Best Practice Model Component
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Criteria for the Best Practice Model Component
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Expected Results for Consumers and their Families
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Assertive Community
Treatment - Intensive Case
Management10
Assertive Community Treatment
(ACT) and intensive case
management (ICM) are the
models most commonly used to
provide intensive mobile services
to consumers who are: (a) at
very high risk of hospitalization or
otherwise losing community
housing and supports; and (b)
who are unwilling or unable to
participate in or benefit from
traditional clinic or facility-based
services
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- The system assures access to ACT or ICM
for individuals needing and choosing such
services and at risk of frequent
hospitalization, homelessness, and/or
incarceration.
- Assignment to an ACT or ICM team is
based in clinical level of care criteria, but
criteria for remaining with an assigned team
are flexible to assure that an individual does
not have to change teams as her/his level of
functioning changes.
- Team services are provided primarily in the
home, place of employment, or other non-
facility-based settings.
- Teams are multidisciplinary and are trained
in substance abuse, dual diagnosis, and
employment skills as well as mental health
interventions.
- To the extent possible, teams include peer
counselors and other consumers-as-
providers.
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- At risk and/or difficult to engage consumers
will use fewer hospital admissions, fewer
hospital days, and fewer presentations in
crisis.
- At risk consumers will maintain independent
housing and independent employment for
longer periods of time.
- Consumer satisfaction and positive
outcomes will be improved through assured
continuity of contact with the system and
through assertive outreach on the part of
ACT and ICM teams.
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Best Practice Model Component
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Criteria for the Best Practice Model Component
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Expected Results for Consumers and their Families
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Implementation of
evidence-based clinical
treatment best practices
Meeting clinical practice and
utilization guidelines is important
for a number of reasons. First,
these guidelines result in better
clinical and personal outcomes
for most consumers. Second,
they facilitate the recovery and
rehabilitation process, and
minimize the potential for long
term dependence on clinical
service modalities. Third,
appropriate and therefore
minimal utilization of expensive
inpatient and other intensive
clinical services permits the
maximum amount of public
resources to be focused on more
cost-effective community support
and recovery-oriented programs.
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- Statewide evidence-based clinical protocols
and treatment guidelines are promulgated
for consistent application throughout the
public behavioral health system.
- The clinical protocols and guidelines govern
all aspects of clinical treatment, and address
both diagnosis-specific best practice
interventions and specific treatment
modalities.
- Clinical practice guidelines reflect best
practices in rehabilitation and recovery, and
emphasize community services and
supports, as well as focusing on clinical
treatment.
- All clinical and service program staff in the
system are trained on a routine basis in both
existing and new treatment protocols and
guidelines.
- Competency standards are applied on a
regular basis to assure full competency at all
levels for delivering evidence-based best
practice protocols and guidelines.
- Quality management and improvement
functions at all levels of the system work to
(a) assure proper implementation of best
practice protocols and guidelines; and (b) to
test and implement evidence-based
improvements in clinical practice and
service delivery.
- Quality improvement of best practice
guidelines and protocols will be enhanced
though quantitative analyses of behavioral
health utilization, costs, outcomes, and
satisfaction, and by qualitative, on going
clinical and peer review evaluations.
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- Clinical and consumer-based outcomes will
be consistently achieved and improved.
- There will be a direct and documented link
between individual consumer's diagnoses,
level of functioning, and strengths-based
assessment and the amount, duration, and
scope of services provided.
- Consumers will neither over-use nor under-
use needed and chosen services.
- The costs of treatments and services will be
directly linked to the clinical needs of
consumers and the outcomes produced for
consumers.
- The public behavioral health workforce will
have the correct values, knowledge, and
skills to deliver clinically appropriate and
effective services.
- Behavioral health consumers in Arizona will
be assured of receiving the best evidence-
based treatments and services, and that
these will improve as new evidence is
accumulated about best practices.
- Arizona will contribute to the growing
national body of evidence-based best
practice as well as benefiting from the
receipt of such information.
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4For example, see Fisher, Daniel M., MD. Empowerment and Rehabilitation: Boston University Center for Psychiatric Rehabilitation; Coping and Recovery:
Ralph, Ruth, Ph.D., et. al.; Recovery Issues in a Consumer Developed Evaluation of the Mental Health System Proceedings - Fifth Annual Conference on
Mental Health Services Research and Evaluation, Arlington, VA February, 1996
5The above points were derived from Rapp, Charles A., Shera, Wes, and Kisthardt, Walter, Research Strategies for Consumer Empowerment of People
with Severe Mental Illness. Social Work Volume 38(6) November 1993
6The above points were derived from Ralph, Ruth, Ph.D., et. al. Recovery Issues in a Consumer Developed Evaluation of the Mental Health System
Proceedings - Fifth Annual Conference on Mental Health Services Research and Evaluation, Arlington, VA February, 1996 Page 6
7Ralph, Ruth, Ph.D., et. al. al. al. Al. Recovery Issues in a Consumer Developed Evaluation of the Mental Health System Proceedings - Fifth Annual
Conference on Mental Health Services Research and Evaluation, Arlington, VA February, 1996
8For example, see Sproul, B. A., Models of Community Support Services: Approaches to Helping Persons with Long Term Mental Illness NIMH August, 1986
9Usually one half hour in urban communities, and one hour in rural settings.
10ACT teams are customarily comprised of a part time psychiatrist, a psychiatric nurse practitioner, one of more masters level social workers, and various
combinations of peer counselors, employment counselors, and substance abuse specialists. With ACT teams, the entire team is responsible for each
consumer assigned to the team. ICM teams typically have access to a psychiatrist and a psychiatric nurse practitioner, but these individuals may participate
in a number of other teams. ICM teams are usually comprised of masters and bachelor level social workers, sometimes joined by peer counselors or other
specialists. Although the members function as a team, each team member will typically have his/her own assigned consumers.
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